Job-ID29241628Reference26-25514Remote50% Remote Job Description: Required Qualifications: • 2 years of risk management, business controls, quality assurance, business operations, compliance, or process experience. • Successfully completed Financial Industry Regulatory Authority (Client) Series 7 examinations (or Client recognized equivalents) sufficient to qualify for immediate Client registration Desired Qualifications: • 2 years of brokerage industry experience • 2 years' experience with brokerage complaints processes. • 2 years' experience in Quality Assurance, Operational Risk, or compliance roles • Strong analytical skills with ability to draw conclusions and translate findings • Ability to make timely and independent judgment decisions while working in a fast-paced and results-driven environment • Experience developing partnerships and collaborating with other business and functional areas • Excellent verbal, written, and interpersonal communication skills Job Expectations: • This position offers a hybrid work schedule. • Maintaining appropriate Client license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Initiate the Client licensing review process at the time of offer acceptance. • This position is subject to Client Background Screening Requirements, including successful completion and clearing of a background check. EEO: “Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”
...5 days x 8 hours Contract Duration: 20 Weeks Start Date: 8/24/2026 About the Position Physical Therapist Assistant (PTA),06:00:00-14:00:00 Requirements Required for Onboarding Competency Exam Core Mandatory Exam Self Assessment (Skills Checklist...
...SecureOne, a leading security provider with a 20-year history of excellence , is seeking highly motivated Security Officers (also known as Security Guards ) to join our growing team.Why Choose SecureOne?Competitive salaries: $17.04/hr, with opportunities for bonuses...
...Job Description Job Description Job Summary The Airline Transport Pilot Program Instructor is responsible for delivering ground and simulator-based flight instruction to prepare aspiring airline pilots for Airline Transport Pilot (ATP) certification. This role provides...
...institutions.Details:-Oversees the preparation, review FRY-9C, FFIEC 009, FR Y-15, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRBs TIC B reports and all other US department of Commerce reports.-Support the teams...
Job Description Job Description Responsabilidades: - Realizar mantenimiento y reparaciones de rutina en remolques. - Diagnosticar y solucionar problemas mecnicos segn sea necesario. - Realizar inspecciones para identificar posibles problemas o preocupaciones...